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Aug 2
5 min

Social Stock Exchange

(Authored by Gaurang Mansinghka, Editor) The novel idea of a social stock exchange (‘SSE’) which underlines the notion of financial inclu...

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Manal Shah

Jul 7
2 min

OPTIONAL PRICING FOR FREQUENTLY TRADED SHARES IN PREFERENTIAL ISSUE

The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 were recently amended by virtue of SEBI (Issue of Capital and D...

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Manal Shah

Jun 19
3 min

Creeping Acquisition limit raised to 10%

Market Regulator, SEBI notified the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Amendment) ...

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Manal Shah

May 20
9 min

Initial Public Offering (IPO)

Initial Public Offering (“IPO”) is one of the mechanisms for incorporated entities to raise funds. It refers to the process of a private ...

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Manal Shah

May 14
5 min

What is a Securities Market and why does it need regulating?

Market, for our reference, is the term used to denote to a place where buyers and sellers come together to partake in economic transactio...

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Manal Shah

Mar 18
8 min

Case Study - Karvy Stock Boking Limited (Part IV/IV - Policy Developments)

Owing to the seriousness of this case, SEBI has tightened its surveillance over other brokers. It has also attempted to make several poli...

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Manal Shah

Mar 18
6 min

Case Study - Karvy Stock Broking Limited (Part III/IV - The Lender Banks' Case)

Click to read Part I (Facts), Part II (SEBI) and Part IV (Policy Developments). In pursuance of the November 22 Order, NSE passed an orde...

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Manal Shah

Mar 18
5 min

Case Study - Karvy Stock Broking Limited (Part II/IV - SEBI)

Read Part I (Facts), Part III (The Lender Banks' Case) and Part IV (Policy Developments). Ex-Parte-Ad-Interim Order SEBI, in its Interim ...

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Manal Shah

Mar 18
3 min

Case Study - Karvy Stock Broking Limited (Part I/IV - Facts)

The developments in the recent case of Karvy Stock Broking Limited (“KSBL”) have been touted as a whole new low in Indian securities mark...

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Manal Shah

Mar 17
4 min

SEBI proposes exemption for listed subsidiaries from Delisting Regulations

The extant SEBI (Delisting of Equity Shares) Regulations 2009 (“Delisting Regulations”) requires listed subsidiary desirous of getting de...

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Manal Shah

Mar 8
3 min

Majority of minority basis approval proposed for corporate guarantee extended to promoters

SEBI has proposed that listed companies shall be permitted to extend guarantee/ security to the promoter(s), promoter group, relatives of...

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Manal Shah

Feb 28
3 min

Direct transactions in Mutual Fund by Investor through Stock Exchange facilitated

The Securities and Exchange Board of India (“SEBI”) issued the Circular titled ‘Facilitating transaction in Mutual Fund Schemes through t...

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Manal Shah

Feb 6
9 min

New Regulatory Regime for Portfolio Managers

Indian securities market regulator, the Securities and Exchange Board of India (“SEBI”), on January 16, 2020, standardized its regulation...

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Manal Shah

Jan 26
5 min

OTP and Video Based KYC facilitated by RBI

On January 09, 2020, the Reserve Bank of India (“RBI”) vide notification no. DOR.AML.BC.No.27/14.01.001/2019-20 amended the Master Direct...

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Manal Shah

Nov 2, 2019
5 min

SEBI tightens disclosure norms for banks with listed securities

As a part of its supervisory process, the Reserve Bank assesses compliance by banks with extant prudential norms on income recognition, a...

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Manal Shah

Oct 30, 2019
5 min

Issue and listing of Commercial Papers on stock exchanges

Concept of commercial papers, overview of the regulations governing its issue and listing.

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Manal Shah

Oct 22, 2019
7 min

SEBI Circular on conditions for resignation of statutory auditors

The Securities and Exchange Board of India (“SEBI”) on October 18, 2019 vide Circular No. CIR/CFD/CMD1/114/2019 dated October 18, 2019 la...

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Manal Shah

Oct 12, 2019
9 min

Depository Receipts - concepts and evolution of Framework

Delve deeper into the 2019 DR Framework to understand the concept and the evolution of regulatory attempts.

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Manal Shah

Sep 30, 2019
3 min

SEBI Foreign Portfolio Investor Norms 2019 - Highlights

The Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations 2019 have replaced the Securities and Exchange Board...

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Manal Shah

Sep 29, 2019
3 min

Detailed requirements for startups to migrate from Innovators Growth Platform

SEBI incorporated a framework for Innovators Growth platform (“IGP”) with a vision to facilitate listing of start-ups in India. This was ...

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