Social Stock Exchange
(Authored by Gaurang Mansinghka, Editor) The novel idea of a social stock exchange (‘SSE’) which underlines the notion of financial...
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The Securities Blawg
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Manal Shah
- Jul 7, 2020
- 2 min
OPTIONAL PRICING FOR FREQUENTLY TRADED SHARES IN PREFERENTIAL ISSUE
The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 were recently amended by virtue of SEBI (Issue of Capital and...
Manal Shah
- Jun 19, 2020
- 3 min
Creeping Acquisition limit raised to 10%
Market Regulator, SEBI notified the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Amendment)...
Manal Shah
- May 20, 2020
- 9 min
Initial Public Offering (IPO)
Initial Public Offering (“IPO”) is one of the mechanisms for incorporated entities to raise funds. It refers to the process of a private...
Manal Shah
- May 14, 2020
- 5 min
What is a Securities Market and why does it need regulating?
Market, for our reference, is the term used to denote to a place where buyers and sellers come together to partake in economic...
Manal Shah
- Mar 18, 2020
- 8 min
Case Study - Karvy Stock Boking Limited (Part IV/IV - Policy Developments)
Owing to the seriousness of this case, SEBI has tightened its surveillance over other brokers. It has also attempted to make several...
Manal Shah
- Mar 18, 2020
- 6 min
Case Study - Karvy Stock Broking Limited (Part III/IV - The Lender Banks' Case)
Click to read Part I (Facts), Part II (SEBI) and Part IV (Policy Developments). In pursuance of the November 22 Order, NSE passed an...
Manal Shah
- Mar 18, 2020
- 5 min
Case Study - Karvy Stock Broking Limited (Part II/IV - SEBI)
Read Part I (Facts), Part III (The Lender Banks' Case) and Part IV (Policy Developments). Ex-Parte-Ad-Interim Order SEBI, in its Interim...
Manal Shah
- Mar 18, 2020
- 3 min
Case Study - Karvy Stock Broking Limited (Part I/IV - Facts)
The developments in the recent case of Karvy Stock Broking Limited (“KSBL”) have been touted as a whole new low in Indian securities...
Manal Shah
- Mar 17, 2020
- 4 min
SEBI proposes exemption for listed subsidiaries from Delisting Regulations
The extant SEBI (Delisting of Equity Shares) Regulations 2009 (“Delisting Regulations”) requires listed subsidiary desirous of getting...
Manal Shah
- Mar 8, 2020
- 3 min
Majority of minority basis approval proposed for corporate guarantee extended to promoters
SEBI has proposed that listed companies shall be permitted to extend guarantee/ security to the promoter(s), promoter group, relatives of...
Manal Shah
- Feb 28, 2020
- 3 min
Direct transactions in Mutual Fund by Investor through Stock Exchange facilitated
The Securities and Exchange Board of India (“SEBI”) issued the Circular titled ‘Facilitating transaction in Mutual Fund Schemes through...
Manal Shah
- Feb 6, 2020
- 9 min
New Regulatory Regime for Portfolio Managers
Indian securities market regulator, the Securities and Exchange Board of India (“SEBI”), on January 16, 2020, standardized its regulation...
Manal Shah
- Jan 26, 2020
- 5 min
OTP and Video Based KYC facilitated by RBI
On January 09, 2020, the Reserve Bank of India (“RBI”) vide notification no. DOR.AML.BC.No.27/14.01.001/2019-20 amended the Master...
Manal Shah
- Nov 2, 2019
- 5 min
SEBI tightens disclosure norms for banks with listed securities
As a part of its supervisory process, the Reserve Bank assesses compliance by banks with extant prudential norms on income recognition,...
Manal Shah
- Oct 30, 2019
- 5 min
Issue and listing of Commercial Papers on stock exchanges
Concept of commercial papers, overview of the regulations governing its issue and listing.
Manal Shah
- Oct 22, 2019
- 7 min
SEBI Circular on conditions for resignation of statutory auditors
The Securities and Exchange Board of India (“SEBI”) on October 18, 2019 vide Circular No. CIR/CFD/CMD1/114/2019 dated October 18, 2019...
Manal Shah
- Oct 13, 2019
- 9 min
Depository Receipts - concepts and evolution of Framework
Delve deeper into the 2019 DR Framework to understand the concept and the evolution of regulatory attempts.
Manal Shah
- Sep 30, 2019
- 3 min
SEBI Foreign Portfolio Investor Norms 2019 - Highlights
The Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations 2019 have replaced the Securities and Exchange Board...
Manal Shah
- Sep 29, 2019
- 3 min
Detailed requirements for startups to migrate from Innovators Growth Platform
SEBI incorporated a framework for Innovators Growth platform (“IGP”) with a vision to facilitate listing of start-ups in India. This was...
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