The Securities Blawg

(Authored by Gaurang Mansinghka, Editor) The novel idea of a social stock exchange (‘SSE’) which underlines the notion of financial...

The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 were recently amended by virtue of SEBI (Issue of Capital and...

Market Regulator, SEBI notified the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Amendment)...

Initial Public Offering (“IPO”) is one of the mechanisms for incorporated entities to raise funds. It refers to the process of a private...

Market, for our reference, is the term used to denote to a place where buyers and sellers come together to partake in economic...

Owing to the seriousness of this case, SEBI has tightened its surveillance over other brokers. It has also attempted to make several...

Click to read Part I (Facts), Part II (SEBI) and Part IV (Policy Developments). In pursuance of the November 22 Order, NSE passed an...

Read Part I (Facts), Part III (The Lender Banks' Case) and Part IV (Policy Developments). Ex-Parte-Ad-Interim Order SEBI, in its Interim...

The developments in the recent case of Karvy Stock Broking Limited (“KSBL”) have been touted as a whole new low in Indian securities...

The extant SEBI (Delisting of Equity Shares) Regulations 2009 (“Delisting Regulations”) requires listed subsidiary desirous of getting...

SEBI has proposed that listed companies shall be permitted to extend guarantee/ security to the promoter(s), promoter group, relatives of...

The Securities and Exchange Board of India (“SEBI”) issued the Circular titled ‘Facilitating transaction in Mutual Fund Schemes through...

Indian securities market regulator, the Securities and Exchange Board of India (“SEBI”), on January 16, 2020, standardized its regulation...

On January 09, 2020, the Reserve Bank of India (“RBI”) vide notification no. DOR.AML.BC.No.27/14.01.001/2019-20 amended the Master...

As a part of its supervisory process, the Reserve Bank assesses compliance by banks with extant prudential norms on income recognition,...

Concept of commercial papers, overview of the regulations governing its issue and listing.

The Securities and Exchange Board of India (“SEBI”) on October 18, 2019 vide Circular No. CIR/CFD/CMD1/114/2019 dated October 18, 2019...

Delve deeper into the 2019 DR Framework to understand the concept and the evolution of regulatory attempts.

The Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations 2019 have replaced the Securities and Exchange Board...