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The Securities Blawg

SEBI v Ram Kishori Gupta and Fraud, an inherent risk of investing in securities market?

SEBI v Ram Kishori Gupta and Fraud, an inherent risk of investing in securities market?

SEBI v Ram Kishori Gupta and Fraud, an inherent risk of investing in securities market?

Apr 188 min read

Major Misses in SEBIs Regulations on Regulation Making Procedure

Major Misses in SEBIs Regulations on Regulation Making Procedure

Major Misses in SEBIs Regulations on Regulation Making Procedure

Feb 287 min read

Deep Dive 2 - Insider Trading

Deep Dive 2 - Insider Trading

Deep Dive 2 - Insider Trading

Feb 1523 min read

Combating Finfluencer Conundrum: The unregistered Investment Advisors

Combating Finfluencer Conundrum: The unregistered Investment Advisors

Combating Finfluencer Conundrum: The unregistered Investment Advisors

Jan 306 min read

Deep Dive 1 – Section 11B of SEBI Act, 1992

Deep Dive 1 – Section 11B of SEBI Act, 1992

Deep Dive 1 – Section 11B of SEBI Act, 1992

Jan 2711 min read

Historical Underpinnings IX - Enactment of SEBI Act, 1992

Historical Underpinnings IX - Enactment of SEBI Act, 1992

Historical Underpinnings IX - Enactment of SEBI Act, 1992

Dec 25, 20246 min read

Historical Underpinnings VIII: 1991's Creative Destruction

Historical Underpinnings VIII: 1991's Creative Destruction

Historical Underpinnings VIII: 1991's Creative Destruction

Dec 16, 20245 min read

Historical Underpinnings VII - Need for comprehensive securities market regulation

Historical Underpinnings VII - Need for comprehensive securities market regulation

Historical Underpinnings VII - Need for comprehensive securities market regulation

Dec 1, 20245 min read

An alternative perspective on SEBI's proposal to redefine UPSI

An alternative perspective on SEBI's proposal to redefine UPSI

An alternative perspective on SEBI's proposal to redefine UPSI

Nov 24, 20248 min read

Historical Underpinnings VI - 30 years to SCRA

Historical Underpinnings VI - 30 years to SCRA

Historical Underpinnings VI - 30 years to SCRA

Nov 16, 202411 min read

Historical Underpinnings V - Primary Market Regulation shaped by socio-economic dynamics

Historical Underpinnings V - Primary Market Regulation shaped by socio-economic dynamics

Historical Underpinnings V - Primary Market Regulation shaped by socio-economic dynamics

Oct 21, 20247 min read

SEBI Insider Trading Regulations - 2024 Amendments and Their Efficacy

SEBI Insider Trading Regulations - 2024 Amendments and Their Efficacy

SEBI Insider Trading Regulations - 2024 Amendments and Their Efficacy

Oct 5, 20246 min read

Historical Underpinnings IV - A walk through the courtrooms to decode Securities

Historical Underpinnings IV - A walk through the courtrooms to decode Securities

Historical Underpinnings IV - A walk through the courtrooms to decode Securities

Sep 29, 202410 min read

Pradeep Mehta v. Union of India and the confused scope of powers

Pradeep Mehta v. Union of India and the confused scope of powers

Pradeep Mehta v. Union of India and the confused scope of powers

Sep 3, 202410 min read

Historical Underpinnings III - Three Decadal Ban on Forward Trading Begins

Historical Underpinnings III - Three Decadal Ban on Forward Trading Begins

Historical Underpinnings III - Three Decadal Ban on Forward Trading Begins

Aug 22, 20247 min read

Historical Underpinnings II - Path to the Securities Contracts (Regulation) Act, 1956

Historical Underpinnings II - Path to the Securities Contracts (Regulation) Act, 1956

Historical Underpinnings II - Path to the Securities Contracts (Regulation) Act, 1956

Aug 4, 202410 min read

Historical Underpinnings of Indian Securities Market Regulation - Part I: Pre Independence

Historical Underpinnings of Indian Securities Market Regulation - Part I: Pre Independence

Historical Underpinnings of Indian Securities Market Regulation - Part I: Pre Independence

Mar 17, 20246 min read

Changing Winds in Investor Protection in the Securities Market

Changing Winds in Investor Protection in the Securities Market

Changing Winds in Investor Protection in the Securities Market

Dec 10, 20238 min read

Navigating Self-Regulation: A closer look at a recent SAT Order

Navigating Self-Regulation: A closer look at a recent SAT Order

Navigating Self-Regulation: A closer look at a recent SAT Order

Dec 5, 20233 min read

SAT clarifies company's liability under PIT Regs and highlights need to rightly identify UPSI Period

SAT clarifies company's liability under PIT Regs and highlights need to rightly identify UPSI Period

SAT clarifies company's liability under PIT Regs and highlights need to rightly identify UPSI Period

Nov 8, 20233 min read

Profit by Concocted Complexities - Catching up with Algorithmic Trading & its light-touch regulation

Profit by Concocted Complexities - Catching up with Algorithmic Trading & its light-touch regulation

Profit by Concocted Complexities - Catching up with Algorithmic Trading & its light-touch regulation

Feb 13, 20239 min read

Blueprint for effective insider trading enforcement

Blueprint for effective insider trading enforcement

Blueprint for effective insider trading enforcement

Jan 12, 20233 min read

Can Macro-Stress testing for Climate Risks get the ball rolling for Green Finance Regulation?

Can Macro-Stress testing for Climate Risks get the ball rolling for Green Finance Regulation?

Can Macro-Stress testing for Climate Risks get the ball rolling for Green Finance Regulation?

Nov 7, 20225 min read

Repo Rate Increased Thrice in Four Months: An Explainer

Repo Rate Increased Thrice in Four Months: An Explainer

Repo Rate Increased Thrice in Four Months: An Explainer

Aug 27, 20225 min read

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