Historical Underpinnings III - Three Decadal Ban on Forward Trading Begins
[Any/All views expressed here are solely of the authors] Part I is available here and Part II here For most part during the June of 1969,...
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Manal Shah
- Aug 4
- 9 min
Historical Underpinnings II - Path to the Securities Contracts (Regulation) Act, 1956
[Part I is available at https://www.thesecuritiesblawg.in/post/historical-underpinnings-to-indian-securities-market-regulation-part-i-pre...
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Manal Shah
- Mar 17
- 6 min
Historical Underpinnings of Indian Securities Market Regulation - Part I: Pre Independence
The Native Share & Stock Brokers’ Association of Bombay (now the Bombay Stock Exchange (“BSE”) became the first organized stock exchange...
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Manal Shah
- Dec 10, 2023
- 8 min
Changing Winds in Investor Protection in the Securities Market
[All views expressed here are personal and nothing contained herein reflects the views, opinions and beliefs of any organization.] The...
138 views0 comments
Manal Shah
- Dec 5, 2023
- 3 min
Navigating Self-Regulation: A closer look at a recent SAT Order
[All views expressed here are personal and nothing contained herein reflects the views, opinions and beliefs of any organization.] The...
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Manal Shah
- Nov 8, 2023
- 3 min
SAT clarifies company's liability under PIT Regs and highlights need to rightly identify UPSI Period
[All views expressed here are personal and nothing contained herein reflects the views, opinions and beliefs of any organization.] The...
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Manal Shah
- Feb 13, 2023
- 9 min
Profit by Concocted Complexities - Catching up with Algorithmic Trading & its light-touch regulation
[All views expressed here are personal and nothing contained herein reflects the views, opinions and beliefs of any organization.] Scams...
389 views0 comments
Manal Shah
- Jan 12, 2023
- 2 min
Blueprint for effective insider trading enforcement
[*All views expressed here are personal and nothing contained herein reflects the views, opinions and beliefs of any organization.] Given...
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Manal Shah
- Nov 7, 2022
- 5 min
Can Macro-Stress testing for Climate Risks get the ball rolling for Green Finance Regulation?
*All views expressed here are personal and nothing contained herein reflects the views, opinions and beliefs of any organization. At the...
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Manal Shah
- Aug 27, 2022
- 5 min
Repo Rate Increased Thrice in Four Months: An Explainer
[First published at: https://vidhilegalpolicy.in/blog/repo-rate-increased-thrice-in-four-months-an-explainer/?utm_source=rss&utm_medium=r...
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Manal Shah
- Nov 22, 2020
- 5 min
PFUTP (Second Amendment) Regulations 2020 - Why it is a game changer
Adarsh Vijayakumaran is a 3rd year B.A. LL.B. (Hons.) student at the National University of Advanced Legal Studies, Kochi On October 19,...
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Manal Shah
- Aug 2, 2020
- 5 min
Social Stock Exchange
(Authored by Gaurang Mansinghka, Editor) The novel idea of a social stock exchange (‘SSE’) which underlines the notion of financial...
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Manal Shah
- Jul 7, 2020
- 2 min
OPTIONAL PRICING FOR FREQUENTLY TRADED SHARES IN PREFERENTIAL ISSUE
The SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 were recently amended by virtue of SEBI (Issue of Capital and...
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Manal Shah
- Jun 19, 2020
- 3 min
Creeping Acquisition limit raised to 10%
Market Regulator, SEBI notified the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) (Amendment)...
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Manal Shah
- May 20, 2020
- 9 min
Initial Public Offering (IPO)
Initial Public Offering (“IPO”) is one of the mechanisms for incorporated entities to raise funds. It refers to the process of a private...
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Manal Shah
- May 14, 2020
- 5 min
What is a Securities Market and why does it need regulating?
Market, for our reference, is the term used to denote to a place where buyers and sellers come together to partake in economic...
2,023 views0 comments
Manal Shah
- Mar 18, 2020
- 8 min
Case Study - Karvy Stock Boking Limited (Part IV/IV - Policy Developments)
Owing to the seriousness of this case, SEBI has tightened its surveillance over other brokers. It has also attempted to make several...
366 views0 comments
Manal Shah
- Mar 18, 2020
- 6 min
Case Study - Karvy Stock Broking Limited (Part III/IV - The Lender Banks' Case)
Click to read Part I (Facts), Part II (SEBI) and Part IV (Policy Developments). In pursuance of the November 22 Order, NSE passed an...
355 views0 comments
Manal Shah
- Mar 18, 2020
- 5 min
Case Study - Karvy Stock Broking Limited (Part II/IV - SEBI)
Read Part I (Facts), Part III (The Lender Banks' Case) and Part IV (Policy Developments). Ex-Parte-Ad-Interim Order SEBI, in its Interim...
554 views0 comments
Manal Shah
- Mar 18, 2020
- 3 min
Case Study - Karvy Stock Broking Limited (Part I/IV - Facts)
The developments in the recent case of Karvy Stock Broking Limited (“KSBL”) have been touted as a whole new low in Indian securities...
2,289 views1 comment
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